Unclaimed
Viola Elaine De witt is a registered representative with Stonex Securities Inc., Stonex Outsourced Services LLC and Stonex Financial Inc. Viola has been in the industry since 2008 and has a broad range of experience. Viola is a licensed securities professional with expertise in securities trading and investment advisory services. Viola has also been actively involved in the community and is dedicated to providing exceptional service to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
08/26/2022 - Present
Stonex Securities Inc. (BIRMINGHAM AL)
SC
11/20/2017 - 08/25/2022
LPL FINANCIAL LLC (FORT MILL SC)
FL
03/20/2017 - 06/30/2017
INVESTACORP, INC. (MIAMI FL)
FL
11/12/2008 - 07/28/2016
TRADESTATION SECURITIES, INC. (PLANTATION FL)
BC
Issued 01/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/26/2013
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2009
Series 30 - NFA Branch Manager Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 06/19/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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