Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Viola? Claim Your ProfileViola Barbara Carapezza is a financial professional with over 17 years of experience in the industry. Viola is currently registered with Osaic Wealth, Inc., a firm with a focus on providing financial planning and portfolio management services to a wide range of clients, including individuals, businesses, and charitable organizations. Viola has a broad range of expertise, holding licenses for Series 63, Series 7, Series 99TO and SIE exams. Her previous affiliations include WOODBURY FINANCIAL SERVICES, INC., MAXIM GROUP LLC, and ROCKWELL GLOBAL CAPITAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/19/2024 - Present
Osaic Wealth, Inc. (Bohemia NY)
NY
08/25/2022 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (Bohemia NY)
NY
11/19/2012 - 09/26/2022
MAXIM GROUP LLC (WOODBURY NY)
NY
08/25/2011 - 10/04/2011
ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)
NY
09/23/2003 - 09/25/2009
MAXIM GROUP LLC (NEW YORK NY)
BC
Issued 03/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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