Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vinu? Claim Your ProfileVinu Phillips is a registered representative with Santander US Capital Markets LLC. Vinu has been in the industry since 1998 and has passed several industry exams including the Series 7, Series 63, SIE and Series 79TO. Vinu is registered to do business in New York. Prior to joining Santander US Capital Markets LLC, Vinu Phillips was a registered representative with Amherst Securities Group, L.P. and RBS Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/14/2014 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
06/03/2013 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (NEW YORK NY)
CT
09/26/1996 - 11/17/2011
RBS SECURITIES INC. (GREENWICH CT)
BC
Issued 10/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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