Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vinton? Claim Your ProfileVinton Hartmann is a financial advisor with Cambridge Investment Research Advisors, Inc., located in Centennial, CO. Vinton has over 27 years of experience in the financial services industry. Vinton holds a Series 6, Series 22, Series 62, Series 63, and Series 65 licenses. Vinton is registered with the following states: Alabama, Arizona, California, Colorado, Florida, Illinois, Indiana, Iowa, Kansas, Maryland, Mississippi, Missouri, Montana, New Mexico, New York, North Carolina, South Dakota, Tennessee, Texas, Washington and Wyoming. Vinton specializes in providing financial planning, portfolio management, and pension consulting services to a variety of clients, including individuals, families, and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
09/04/2020 - Present
Cambridge Investment Research Advisors, Inc. (Centennial CO)
CO
05/01/2014 - 11/23/2015
SECURITIES AMERICA, INC. (CENTENNIAL CO)
CO
06/27/2013 - 05/27/2014
J.W. COLE FINANCIAL, INC. (CENTENNIAL CO)
CO
02/03/2005 - 06/25/2013
JRL CAPITAL CORPORATION (CENTENNIAL CO)
CA
02/05/2001 - 02/08/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
CA
11/18/1997 - 12/18/2000
LONDON PACIFIC ADVISORS (SACRAMENTO CA)
NE
12/20/1995 - 08/05/1997
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IA
Issued 10/10/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2007
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/05/2005
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/19/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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