Unclaimed
Vinodh Srinivasan is a financial advisor and is currently registered with Mizuho Securities USA LLC. Vinodh has over 20 years of experience in the financial services industry and has worked for several firms, including BNP Paribas Securities Corp., Deutsche Bank Securities Inc., Wachovia Capital Markets, LLC and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/03/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/24/2012 - 07/17/2015
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
01/13/2009 - 12/17/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/09/2007 - 12/31/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NC
07/01/2003 - 08/24/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
10/20/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 04/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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