Invested Better
Unclaimed

Unclaimed

Unclaimed

Vinodh Srinivasan

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Vinodh? Claim Your Profile

About Vinodh Srinivasan

Vinodh Srinivasan is a financial advisor and is currently registered with Mizuho Securities USA LLC. Vinodh has over 20 years of experience in the financial services industry and has worked for several firms, including BNP Paribas Securities Corp., Deutsche Bank Securities Inc., Wachovia Capital Markets, LLC and Wachovia Securities, LLC.

Firm Information

Vinodh Srinivasan is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Vinodh Srinivasan’s Registration & Firm History

NY

09/03/2015 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

05/24/2012 - 07/17/2015

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

01/13/2009 - 12/17/2009

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

11/09/2007 - 12/31/2008

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NC

07/01/2003 - 08/24/2007

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

10/20/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

Not sure if Vinodh Srinivasan is right for you?

Licenses & Designations

BC

Issued 04/10/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Vinodh Srinivasan.
Not sure if Vinodh Srinivasan is right for you?