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Vinod Vitthal Pembarthi

BNP Paribas Securities Corp.

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About Vinod Vitthal Pembarthi

Vinod Pembarthi is an active registered representative with BNP Paribas Securities Corp. Vinod Pembarthi is registered to sell securities in the state of New Jersey. Vinod Pembarthi passed the Securities Industry Essentials (SIE) Exam and the Operations Professional Examination (Series 99TO) in July 2023.

Firm Information

Vinod Pembarthi is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Vinod Pembarthi’s Registration & Firm History

NJ

07/20/2023 - Present

BNP Paribas Securities Corp. (Jersey City NJ)

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Licenses & Designations

BC

Issued 07/20/2023

Series 99TO - Operations Professional Examination

BC

Issued 07/18/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vinod Vitthal Pembarthi.
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