Unclaimed
Vinod Pembarthi is an active registered representative with BNP Paribas Securities Corp. Vinod Pembarthi is registered to sell securities in the state of New Jersey. Vinod Pembarthi passed the Securities Industry Essentials (SIE) Exam and the Operations Professional Examination (Series 99TO) in July 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/20/2023 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
BC
Issued 07/20/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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