Unclaimed
Vinod Pratap singh Rathore is a securities professional with over 24 years of experience in the financial services industry. Vinod is currently registered with Cabrera Capital Markets, LLC in New York. Prior to joining Cabrera Capital Markets, LLC, Vinod was employed by Siebert Williams Shank & Co., LLC, Stormharbour Securities LP, Ally Securities LLC, Oppenheimer & Co. Inc., WAMU Capital Corp., Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation and Nomura Securities International, Inc. Vinod is a licensed Series 7, Series 24 and Series 63 representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/06/2024 - Present
Cabrera Capital Markets, LLC (NEW YORK NY)
NY
12/09/2020 - 04/24/2024
SIEBERT WILLIAMS SHANK & CO., LLC (NEW YORK NY)
NY
06/13/2012 - 11/27/2020
STORMHARBOUR SECURITIES LP (NEW YORK NY)
MI
03/07/2012 - 05/31/2012
ALLY SECURITIES LLC (DETROIT MI)
NY
04/15/2009 - 03/02/2012
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
05/11/2004 - 02/19/2008
WAMU CAPITAL CORP. (NEW YORK NY)
NY
10/16/2000 - 04/16/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
06/19/2000 - 10/16/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
08/21/1998 - 06/27/2000
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 09/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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