Unclaimed
Vinod Kumar Singh is a financial advisor with J.p. Morgan Securities LLC. Vinod has been working in the financial industry for over 6 years. Vinod has Series 7, 9, 10, 63, and 66 securities licenses as well as a SIE designation. Vinod has experience in the securities industry with Charles Schwab & Co., Inc. and previously worked at Sprint. Vinod is registered in 15 states including California, Colorado, Connecticut, Florida, Illinois, Kentucky, Michigan, Nevada, New Jersey, New York, North Carolina, Texas, and Washington. Vinod is currently registered in Michigan and Texas for Investment Advisory services. Vinod's areas of focus include financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MI
05/03/2023 - Present
J.p. Morgan Securities LLC (EAST LANSING MI)
CO
10/24/2016 - 04/06/2023
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BOTH
Issued 04/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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