Unclaimed
Vinod Mukani is a registered representative with Nomura Securities International, Inc. Vinod has been in the securities industry since September 13, 2010. Vinod is licensed in all 50 states and the District of Columbia. Vinod specializes in research-related services and publication of periodicals. Vinod has a Series 7, 24, 63, 79 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
06/16/2017 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
09/13/2010 - 06/19/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 12/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/11/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Vinod Mukani is the right advisor for you? Invested Better is here to help.