Unclaimed
Vinita Kaur Paul is a registered representative with Alps Distributors, Inc. Vinita has been in the industry since 2008. Vinita is licensed to sell securities in 53 states. Vinita has passed Series 7, Series 24, Series 63, Series 99TO and SIE examinations. Vinita is currently working out of the Milwaukee, Wisconsin branch office of Alps Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
10/23/2008 - Present
Alps Distributors, Inc. (MILWAUKEE WI)
BC
Issued 11/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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