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Vinita Kaur Paul

Alps Distributors, Inc.

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About Vinita Kaur Paul

Vinita Kaur Paul is a registered representative with Alps Distributors, Inc. Vinita has been in the industry since 2008. Vinita is licensed to sell securities in 53 states. Vinita has passed Series 7, Series 24, Series 63, Series 99TO and SIE examinations. Vinita is currently working out of the Milwaukee, Wisconsin branch office of Alps Distributors, Inc.

Firm Information

Vinita Paul is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vinita Paul’s Registration & Firm History

WI

10/23/2008 - Present

Alps Distributors, Inc. (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 11/17/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vinita Kaur Paul.
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