Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vinisha? Claim Your ProfileVinisha Minocha is a financial professional with over 20 years of experience in the industry. Vinisha is currently registered with Liquidnet, Inc. Prior to joining Liquidnet, Inc. Vinisha was employed by RBC CAPITAL MARKETS, LLC and MORGAN STANLEY & CO. LLC. Vinisha holds the Series 3, 7, 55, 57TO and SIE licenses. Vinisha is registered in 14 states including Arizona, California, Colorado, Connecticut, Delaware, Illinois, Massachusetts, Michigan, New York, Ohio, Oregon, Pennsylvania, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/14/2018 - Present
Liquidnet, Inc. (NEW YORK NY)
NY
06/20/2013 - 04/25/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
06/11/2003 - 04/30/2013
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 09/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2004
Series 3 - National Commodity Futures Examination
BC
Issued 01/08/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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