Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vinh? Claim Your ProfileVinh Thanh Nguyen is a financial advisor with Truist Securities, Inc., a firm that is active in the broker-dealer space and not in scope for investment advisor registration. Vinh Thanh Nguyen has been in the financial services industry since October 19, 2005. They are registered with the Financial Industry Regulatory Authority (FINRA) and hold the Series 63, 53, 57TO, 99TO, 52TO, SIE, and Series 7 licenses. They have been registered with the State of Ohio since May 17, 2022, and in 51 other states since May 4, 2022. Previously, Vinh Thanh Nguyen worked at HILLTOP SECURITIES INC. and WELLS FARGO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/04/2022 - Present
Truist Securities, Inc. (CHARLOTTE NC)
NC
10/07/2020 - 05/20/2022
HILLTOP SECURITIES INC. (CHARLOTTE NC)
NC
09/15/2005 - 09/02/2020
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 09/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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