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Vineet Batra

BA Securities, LLC

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About Vineet Batra

Vineet Batra is a financial professional with over 20 years of experience in the industry. Vineet currently is a registered representative with BA Securities, LLC. Previously, Vineet has held positions at several firms including Configure Partners Securities, LLC, Burch & Company, Inc, Duff & Phelps Securities LLC, Deloitte Corporate Finance LLC, Alvarez & Marsal Securities, LLC, and Lehman Brothers Inc. Vineet holds the Series 7, Series 24, Series 63, Series 79TO and SIE licenses. Vineet is currently registered in California, New Jersey and Pennsylvania.

Firm Information

Vineet Batra is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vineet Batra’s Registration & Firm History

PA

04/28/2022 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

06/01/2020 - 05/11/2021

CONFIGURE PARTNERS SECURITIES, LLC (New York NY)

MO

05/06/2019 - 06/02/2020

BURCH & COMPANY, INC (KANSAS CITY MO)

NY

07/15/2016 - 04/01/2019

DUFF & PHELPS SECURITIES LLC (NEW YORK NY)

IL

06/25/2014 - 07/14/2016

DELOITTE CORPORATE FINANCE LLC (CHICAGO IL)

NY

01/01/2007 - 05/30/2014

ALVAREZ & MARSAL SECURITIES, LLC (NEW YORK NY)

NY

12/11/2000 - 05/02/2005

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/23/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vineet Batra.
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