Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincenzo? Claim Your ProfileVincenzo Pietanza is a financial professional with over 18 years of experience in the financial services industry. Vincenzo is currently registered with UBS Financial Services Inc. and is located in New York, NY. Vincenzo has been registered with UBS Financial Services Inc. since 4/5/2023 and previously held positions with FHN FINANCIAL SECURITIES CORP., UBS Financial Services Inc., ABN AMRO INCORPORATED, and LASALLE FINANCIAL SERVICES, INC. Vincenzo holds several professional licenses, including the Series 7, Series 52TO, Series 53 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/05/2023 - Present
UBS Financial Services Inc. (New York NY)
NJ
04/01/2013 - 04/04/2023
FHN FINANCIAL SECURITIES CORP. (Morristown NJ)
NJ
09/29/2008 - 03/27/2013
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CT
06/19/2006 - 05/23/2007
ABN AMRO INCORPORATED (STAMFORD CT)
IL
10/03/2005 - 05/22/2007
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
CT
11/24/2003 - 10/05/2005
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 01/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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