Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincenzo? Claim Your ProfileVincenzo James Barba is a financial advisor with over 28 years of experience in the industry. Vincenzo is registered with LPL Financial LLC and has held previous registrations with Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Union Securities, Inc., First Union Brokerage Services, Inc., Citicorp Investment Services, and New England Securities. Vincenzo is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 7, Series 63, and Series 65 licenses. Vincenzo is also registered in Arizona, California, Connecticut, District of Columbia, Florida, Georgia, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
04/01/2018 - Present
LPL Financial LLC (MANASQUAN NJ)
NY
11/09/2001 - 07/03/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
10/01/2000 - 10/10/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
12/01/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
11/26/1996 - 10/26/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
01/01/1994 - 12/31/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 11/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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