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Vincenzo Fratto

Foreside Fund Services, LLC

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About Vincenzo Fratto

Vincenzo Fratto is a financial advisor with over 6 years of experience in the industry. Vincenzo is currently registered with Foreside Fund Services, LLC and is licensed to provide investment advice in Arizona, California, Colorado, Connecticut, Florida, Georgia, New York, North Carolina, Texas, and Washington. Previously, Vincenzo has held roles at ALT FUND DISTRIBUTORS LLC, JOSEPH GUNNAR & CO. LLC and AXA ADVISORS, LLC.

Firm Information

Vincenzo Fratto is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincenzo Fratto’s Registration & Firm History

NY

01/20/2022 - Present

Foreside Fund Services, LLC (New York NY)

NY

09/21/2017 - 09/01/2021

ALT FUND DISTRIBUTORS LLC (New York NY)

NY

04/22/2017 - 09/15/2017

JOSEPH GUNNAR & CO. LLC (NEW YORK NY)

NY

10/15/2015 - 07/26/2016

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/01/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincenzo Fratto.
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