Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincenzo? Claim Your ProfileVincenzo Fileno Coccoli is an investment advisor representative associated with Morgan Stanley. Vincenzo has been in the securities industry for 7 years. Vincenzo holds multiple licenses including Series 3, Series 4, Series 7, Series 9, Series 10, Series 63 and Series 65. Vincenzo Coccoli has experience in financial planning, pension consulting, and selection of other advisers. Previously, Vincenzo was a registered representative with E*TRADE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
04/01/2024 - Present
Morgan Stanley (Alpharetta GA)
GA
10/26/2016 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
IA
Issued 03/30/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2023
Series 4 - Registered Options Principal Examination
BC
Issued 05/19/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/19/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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