Unclaimed
Vincenzo Azzinnari is a financial advisor with over 17 years of experience in the financial services industry. Vincenzo is currently registered with The Leaders Group, Inc. in Colorado. Vincenzo's previous experience includes roles with Citigroup Global Markets Inc., NYLIFE Securities LLC, Northwestern Mutual Investment Services, LLC, MetLife Securities Inc., Wells Fargo Advisors, LLC, BANC of America Investment Services, Inc., AXA Advisors, LLC, and PRUCO Securities Corporation. Vincenzo holds the Series 6, 7, 66, and SIE licenses and has experience in a variety of investment products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/01/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
04/04/2022 - 03/06/2024
CITIGROUP GLOBAL MARKETS INC. (New York NY)
NJ
05/11/2016 - 03/21/2022
NYLIFE SECURITIES LLC (SADDLE BROOK NJ)
NY
01/28/2016 - 04/06/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
MA
11/07/2011 - 11/23/2015
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NJ
09/22/2010 - 08/18/2011
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
NJ
02/08/2006 - 10/01/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (UPPER MONTCLAIR NJ)
NY
12/09/2003 - 01/20/2006
AXA ADVISORS, LLC (NEW YORK NY)
NJ
03/01/2002 - 10/01/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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