Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincenzo? Claim Your ProfileVincenzo Cimino is an active broker and investment advisor representative. Vincenzo has been in the industry since July 21, 2002. Vincenzo is currently registered with Morgan Stanley and has been employed by them since April 2011. Vincenzo has a total of 56 state registrations and holds licenses for Series 4, 7, 9, 10, 24, 53, 55, 57TO, 63 and 66 exams. Prior to joining Morgan Stanley, Vincenzo worked at PARK AVENUE SECURITIES LLC, IFMG SECURITIES, INC., INVESTORS CAPITAL CORP., INVESTEC (US) INCORPORATED, ESSEX NATIONAL SECURITIES, INC., INVESTEC ERNST & COMPANY, ROYCE INVESTMENT GROUP, INC., D.L. CROMWELL INVESTMENTS, INC., FIRST ALBANY CORPORATION, and ROYCE INVESTMENT GROUP, INC.. In addition to Vincenzo's employment with Morgan Stanley, Vincenzo is also involved in other business activities which include rental properties, real estate and power of attorney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/02/2020 - Present
Morgan Stanley (New York NY)
NY
10/25/2006 - 04/11/2011
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
05/17/2006 - 10/10/2006
IFMG SECURITIES, INC. (PURCHASE NY)
NY
03/31/2006 - 05/17/2006
INVESTORS CAPITAL CORP. (NEW YORK NY)
NY
02/09/2004 - 07/28/2004
INVESTEC (US) INCORPORATED (NEW YORK NY)
CA
10/16/2002 - 01/14/2003
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
03/31/2000 - 11/29/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
04/06/1999 - 09/16/1999
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
FL
11/13/1997 - 06/26/1998
D.L. CROMWELL INVESTMENTS, INC. (BOCA RATON FL)
NY
03/20/1997 - 06/03/1997
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
12/19/1996 - 05/19/1997
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 02/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/28/2001
Series 4 - Registered Options Principal Examination
BC
Issued 05/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/30/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Vincenzo Cimino is the right advisor for you? Invested Better is here to help.
