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Vincent Yishiao Liu

IMC Financial Markets

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About Vincent Yishiao Liu

Vincent Liu is a financial professional with IMC Financial Markets. Vincent's professional career in the financial industry began on 2023-11-30. Vincent holds the Series 57TO and SIE licenses.

Firm Information

Vincent Liu is currently registered with IMC Financial Markets. IMC Financial Markets is a Limited Liability Company formed on April 27, 2000. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Liu’s Registration & Firm History

IL

12/01/2023 - Present

IMC Financial Markets (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/01/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/25/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Vincent Yishiao Liu.
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