Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Willard Tunstall is a registered representative at Northern Trust Securities, Inc., where has been employed since January 2011. Prior to that, Vincent was employed at Northern Trust Bank from June 2009. Vincent holds a Series 63, 65, and 66 license. Northern Trust Securities, Inc. is a registered investment advisor that manages approximately 1026259255 dollars in client assets. Vincent is a registered representative in Illinois and has been active in the financial services industry since 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/08/2015 - Present
Northern Trust Securities, Inc. (Tempe AZ)
IL
04/10/2008 - 01/29/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
05/29/2007 - 12/06/2007
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
08/20/1999 - 05/29/2007
CITICORP INVESTMENT SERVICES (CHICAGO IL)
BOTH
Issued 04/07/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2019
Series 4 - Registered Options Principal Examination
BC
Issued 07/28/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/03/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Vincent Tunstall is the right advisor for you? Invested Better is here to help.
