Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Chu is a financial advisor at Wells Fargo Clearing Services, LLC with over 16 years of experience in the industry. Vincent has been registered with the state of California since 2012. He is a Series 7 and Series 66 licensed professional, and he has a proven track record of helping clients achieve their financial goals. Vincent specializes in portfolio management for individuals and businesses, and he offers a variety of financial planning services. In addition to his work at Wells Fargo Clearing Services, LLC, Vincent is also a member of the Finance and Administration Committee for Kindle Hill Church in Ontario, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/09/2024 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
CA
08/05/2010 - 08/21/2012
CHASE INVESTMENT SERVICES CORP. (ALHAMBRA CA)
CA
08/06/2007 - 08/10/2010
WELLS FARGO INVESTMENTS, LLC (PASADENA CA)
CA
10/11/2006 - 08/09/2007
UVEST FINANCIAL SERVICES GROUP, INC. (ALHAMBRA CA)
BOTH
Issued 12/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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