Invested Better
Unclaimed

Unclaimed

Unclaimed

Vincent Watson Cardinal

Flagstar Advisors

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Vincent? Claim Your Profile

About Vincent Watson Cardinal

Vincent Cardinal is an experienced financial professional with over 25 years of experience in the industry. Vincent currently works at Flagstar Advisors, a firm specializing in investment management for individuals, businesses and pension plans. Vincent has worked at several prominent financial institutions, including BBVA Securities Inc., HSBC Securities (USA) Inc., Credit Agricole Cheuvreux North America, Inc. and Natixis Bleichroeder LLC. Vincent specializes in Financial planning, investment management, portfolio management and pension consulting.

Firm Information

Vincent Cardinal is currently registered with Flagstar Advisors. Flagstar Advisors is an investment advisor headquartered in New York, NY. The firm was formed in May 2000 and has 30 licensed agents, 36 investment advisor representatives, and 45 registered representatives. The firm primarily advises individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Flagstar Advisors offers investment advisory services including portfolio management for businesses, individuals, and pension consulting. The firm also provides selection of other advisors. Flagstar Advisors manages over $966 million in discretionary assets for 1,588 accounts. They are registered with the SEC and in all 52 states and are a participant in the FINRA arbitration forum.
Flagstar Advisors

1400 BROADWAY

NEW YORK, NY 10018

$966.65M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Vincent Cardinal’s Registration & Firm History

NY

11/02/2023 - Present

Flagstar Advisors (New York NY)

NY

05/03/2022 - 09/22/2023

BBVA SECURITIES INC. (NEW YORK NY)

CO

12/17/2020 - 02/17/2022

WEILD & CO. (BOULDER CO)

NY

12/06/2012 - 01/16/2019

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

08/08/2012 - 10/19/2012

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC. (NEW YORK NY)

NY

06/15/2011 - 08/03/2012

ROBOTTI & COMPANY, LLC (NEW YORK NY)

NY

07/18/2005 - 04/05/2011

NATIXIS BLEICHROEDER LLC (NEW YORK NY)

NY

09/14/1999 - 07/06/2005

ESN NORTH AMERICA, INC. (NEW YORK NY)

NY

10/27/1997 - 03/25/1999

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

MA

09/13/1995 - 10/23/1997

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NY

11/29/1993 - 09/12/1995

LEHMAN BROTHERS INC. (NEW YORK NY)

Not sure if Vincent Watson Cardinal is right for you?

Licenses & Designations

IA

Issued 01/20/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/23/2009

Series 14 - Compliance Officer Examination

BC

Issued 09/10/1998

Series 24 - General Securities Principal Examination

BC

Issued 09/16/1996

Series 4 - Registered Options Principal Examination

BC

Issued 08/15/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1999

Series 3 - National Commodity Futures Examination

BC

Issued 11/26/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincent Watson Cardinal.
Not sure if Vincent Watson Cardinal is right for you?