Unclaimed
Vincent St clair is a financial professional with over 20 years of experience in the financial services industry. Vincent is currently registered with Thrivent Investment Management Inc. and is licensed in Minnesota. Prior to joining Thrivent, Vincent worked with a variety of firms, including Ameriprise Financial Services, Inc., Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, and Washington Square Securities, Inc. Vincent holds the Series 6, 7, and 66 licenses, as well as the SIE exam certification. Vincent specializes in working with individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
05/08/2017 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
04/24/2012 - 02/28/2017
AMERIPRISE FINANCIAL SERVICES, INC. (ARDEN HILLS MN)
MN
01/03/2011 - 11/07/2011
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
10/19/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
MN
11/10/2006 - 05/14/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
07/17/2006 - 09/05/2006
THRIVENT INVESTMENT MANAGEMENT INC. (GOLDEN VALLEY MN)
CT
05/04/2000 - 03/04/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NJ
02/04/1998 - 04/06/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 07/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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