Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent W. Foley is a broker with TD Securities (USA) LLC. Vincent W. Foley has been in the industry since December 21, 1999. Vincent W. Foley is registered with FINRA and holds a Series 63, Series 7, and SIE license. Vincent W. Foley is registered to sell securities in all 50 states. Vincent W. Foley was previously registered with Barclays Capital Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/18/2023 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
09/22/2008 - 12/22/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/22/1999 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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