Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Vaughns is a registered representative with Guggenheim Securities, LLC, a FINRA-registered broker-dealer. Vincent has been in the financial industry since 2020. Vincent has a Series 3, Series 7, Series 63, and Series 79 license, and is registered in 37 states. Vincent is a financial professional with experience in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/10/2022 - Present
Guggenheim Securities, LLC (FORT LAUDERDALE FL)
NY
09/16/2020 - 02/23/2022
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 09/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/25/2020
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Vincent Vaughns is the right advisor for you? Invested Better is here to help.
