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Vincent Timothy Ko

Precept Advisory Group LLC

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About Vincent Timothy Ko

Vincent Timothy Ko is an investment advisor representative at Precept Advisory Group LLC. Vincent has over 20 years of experience in the financial services industry. Vincent holds the Series 6, 7, 63, and 65 licenses. Vincent has a background in providing financial advice to clients in the areas of portfolio management and pension consulting. Vincent is registered to provide investment advice in California and Texas. Vincent is also the owner of a rental property in Laguna Hills, CA.

Firm Information

Vincent Ko is currently registered with Precept Advisory Group LLC. Precept Advisory Group LLC is an investment advisor located in Irvine, CA. The firm primarily advises pension and profit-sharing plans and corporations or other businesses. They manage approximately $4.27 billion in assets. Precept Advisory Group LLC is registered with the SEC and has a SEC number of 801-71072.
Precept Advisory Group LLC

130 THEORY

IRVINE, CA 92617

$4.27B

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Vincent Ko’s Registration & Firm History

CA

03/06/2017 - Present

Precept Advisory Group LLC (IRVINE CA)

CA

01/22/2007 - 04/19/2011

CUNA BROKERAGE SERVICES, INC. (MISSION VIEJO CA)

CA

07/06/2005 - 01/24/2007

CUSO FINANCIAL SERVICES, L.P. (IRVINE CA)

WI

06/09/2003 - 07/05/2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 05/01/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/08/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2005

Series 7 - General Securities Representative Examination

BC

Issued 06/05/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Vincent Timothy Ko.
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