Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Mallilo is a financial professional with over 10 years of experience in the industry. Vincent currently holds a Series 7, Series 66, and Series 24 license, and has previously held a Series 63. Vincent is currently registered with National Financial Services LLC. Vincent has worked in the financial services industry since 2013. Vincent has been associated with National Financial Services LLC since September 2018. Vincent is based in Smithfield, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
09/20/2018 - Present
National Financial Services LLC (SMITHFIELD RI)
NJ
10/07/2013 - 08/23/2018
FIDELITY BROKERAGE SERVICES LLC (MORRISTOWN NJ)
BOTH
Issued 08/18/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Vincent Mallilo is the right advisor for you? Invested Better is here to help.
