Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Ferrara is an investment advisor representative with Ameriprise Financial Services, LLC based in Garden City, NY. Vincent has been active in the financial services industry for over 35 years. Vincent holds Series 63, 66 and 24 licenses. He is also registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) to provide investment advisory services in multiple states. Vincent specializes in providing financial planning, asset allocation services, educational seminars and portfolio management services to individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/20/2024 - Present
Ameriprise Financial Services, LLC (Garden City NY)
NY
06/06/2008 - 02/22/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
NY
05/29/2007 - 06/26/2008
CITIGROUP GLOBAL MARKETS INC. (PLAINVIEW NY)
NY
07/09/1992 - 05/29/2007
CITICORP INVESTMENT SERVICES (MASSAPEQUA PARK NY)
NA
02/22/1993 - 07/13/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
NJ
05/03/1989 - 03/23/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/03/1989 - 03/23/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
05/20/1988 - 04/08/1989
J. T. MORAN & CO., INC.
NA
02/23/1988 - 05/21/1988
SHERWOOD CAPITAL, INC.
BOTH
Issued 09/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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