Unclaimed
Vincent Thayer Shaheen is a financial professional with over 27 years of experience in the financial services industry. Vincent is currently registered with Corebridge Capital Services, Inc. and holds Series 6, 7, 26, 63 and 66 licenses as well as the SIE exam. Vincent has previously been registered with MORGAN STANLEY, METLIFE INVESTORS DISTRIBUTION COMPANY, TOWER SQUARE SECURITIES, INC., and SALOMON SMITH BARNEY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/26/2023 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
MA
06/21/2013 - 08/15/2023
MORGAN STANLEY (Boston MA)
NY
04/01/2006 - 11/08/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
08/06/2001 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
02/11/2000 - 06/08/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CA
12/06/1995 - 12/31/1999
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NA
09/24/1992 - 12/23/1993
TRAVELERS EQUITIES SALES, INC.
BOTH
Issued 09/10/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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