Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Todd Jr has been a registered representative in the securities industry since 1982. Vincent is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed in several states. Vincent holds Series 63 and Series 65 licenses, as well as a Series 7 license. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Vincent was with BANC OF AMERICA INVESTMENT SERVICES, INC., RBC CAPITAL MARKETS CORPORATION and TUCKER ANTHONY INCORPORATED. Vincent's specializations include portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
10/30/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWTON MA)
MA
04/11/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEWTON MA)
MA
03/09/2002 - 04/18/2008
RBC CAPITAL MARKETS CORPORATION (WELLESLEY HILLS MA)
MA
04/04/1986 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
12/21/1982 - 04/22/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 05/05/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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