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Vincent T Saraceno

Thrivent Investment Management Inc.

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About Vincent T Saraceno

Vincent Saraceno is a registered representative with Thrivent Investment Management Inc. Vincent has been in the securities industry for over 7 years. Vincent has Series 6, 7, 63, and 66 registrations. Vincent is also registered as an Investment Advisor Representative in Pennsylvania. Vincent has previously worked with Wells Fargo Clearing Services, LLC. Vincent specializes in working with High Net Worth Individuals and individuals other than High Net Worth.

Firm Information

Vincent Saraceno is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Vincent Saraceno’s Registration & Firm History

PA

10/06/2021 - Present

Thrivent Investment Management Inc. (KUTZTOWN PA)

PA

09/02/2016 - 02/25/2020

WELLS FARGO CLEARING SERVICES, LLC (BOYERTOWN PA)

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Licenses & Designations

BOTH

Issued 10/05/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/14/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2018

Series 7 - General Securities Representative Examination

BC

Issued 09/02/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincent T Saraceno.
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