Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Stephen Thomas is a registered representative with LPL Financial LLC and has been in the industry since February 2012. Vincent is licensed to provide investment advisory services in Alabama, Alaska, Arizona, California, Hawaii, and Washington. He holds Series 7, 65 and 66 licenses, and the SIE. Vincent has experience working with insurance companies, charitable organizations, high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth. Vincent provides financial planning, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
06/24/2015 - Present
LPL Financial LLC (STANWOOD WA)
BOTH
Issued 06/23/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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