Unclaimed
Vincent Sengelmann is a financial advisor with Truist Securities, Inc. Vincent has been in the financial services industry since August 2021. Vincent is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 7TO, Series 86, Series 87 and SIE licenses. Vincent is registered to provide securities and investment advisory services in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/16/2021 - Present
Truist Securities, Inc. (NEW YORK NY)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/18/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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