Unclaimed
Vincent Schaffer is a financial professional with over 11 years of experience in the industry. Vincent is currently registered with Robinhood Securities, LLC and has been with them since December 1, 2021. Prior to that, Vincent was with Pershing LLC, from November 3, 2011 to November 15, 2021. Vincent holds the Series 7, Series 24, SIE and Series 99TO licenses. Vincent has been active in the industry since November 17, 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/01/2021 - Present
Robinhood Securities, LLC (Lake Mary FL)
FL
11/03/2011 - 11/15/2021
PERSHING LLC (LAKE MARY FL)
BC
Issued 04/04/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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