Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Santa is a financial advisor with Fidelity Brokerage Services LLC, registered with FINRA and the State of Rhode Island. Vincent has been in the industry since July 2024. Vincent has passed the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Vincent has a branch office location in Smithfield, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
07/30/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 07/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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