Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent S. Pollicita is a financial advisor at Mutual of America Securities LLC in Boca Raton, Florida. Vincent has over 20 years of experience in the financial services industry and holds a Series 6, Series 63, and Series 66 license. Vincent has previously worked at Mutual of America Life Insurance Company, VOYA Financial Advisors, Inc., Hartford Equity Sales Company Inc., MetLife Investors Distribution Company, Tower Square Securities, Inc., Salomon Smith Barney Inc., and MIMLIC Sales Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/17/2019 - Present
Mutual OF America Securities LLC (Boca Raton FL)
CT
01/17/2019 - 11/09/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (GLASTONBURY CT)
CT
04/05/2013 - 02/05/2018
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
09/27/2007 - 07/11/2012
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
04/01/2006 - 03/27/2007
METLIFE INVESTORS DISTRIBUTION COMPANY (HARTFORD CT)
CA
12/06/2001 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
03/15/2000 - 07/24/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CA
01/01/1996 - 12/31/1999
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MN
12/15/1994 - 09/26/1995
MIMLIC SALES CORPORATION (ST. PAUL MN)
BOTH
Issued 08/17/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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