Unclaimed
Vincent Pimpinella is a financial advisor with National Financial Services LLC. Vincent has been in the financial industry since January 20, 1999. Vincent is registered with FINRA and has passed the Series 7, Series 99TO, and SIE exams. Vincent has also passed the Uniform Securities Agent State Law Examination. Vincent has previously worked at NF Clearing, Inc., Investec Ernst & Company, Herzog, Heine, Geduld, Inc., and National Discount Brokers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/19/2006 - Present
National Financial Services LLC (JERSEY CITY NJ)
PA
01/13/2003 - 03/02/2006
NF CLEARING, INC. (PHILADELPHIA PA)
NY
03/20/2001 - 01/08/2003
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
03/27/2000 - 03/02/2001
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
NE
12/08/1998 - 03/03/2000
NATIONAL DISCOUNT BROKERS (OMAHA NE)
BC
Issued 12/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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