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Vincent S Pimpinella

National Financial Services LLC

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About Vincent S Pimpinella

Vincent Pimpinella is a financial advisor with National Financial Services LLC. Vincent has been in the financial industry since January 20, 1999. Vincent is registered with FINRA and has passed the Series 7, Series 99TO, and SIE exams. Vincent has also passed the Uniform Securities Agent State Law Examination. Vincent has previously worked at NF Clearing, Inc., Investec Ernst & Company, Herzog, Heine, Geduld, Inc., and National Discount Brokers.

Firm Information

Vincent Pimpinella is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Pimpinella’s Registration & Firm History

NJ

01/19/2006 - Present

National Financial Services LLC (JERSEY CITY NJ)

PA

01/13/2003 - 03/02/2006

NF CLEARING, INC. (PHILADELPHIA PA)

NY

03/20/2001 - 01/08/2003

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

03/27/2000 - 03/02/2001

HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)

NE

12/08/1998 - 03/03/2000

NATIONAL DISCOUNT BROKERS (OMAHA NE)

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Licenses & Designations

BC

Issued 12/22/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincent S Pimpinella.
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