Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Ruiz is a financial advisor with Morgan Stanley, a firm with over $1.4 trillion in assets under management. Vincent is licensed to provide financial advice in all 50 states and the District of Columbia. Vincent has experience in various investment areas and specializes in financial planning, pension consulting, and asset allocation. He also provides educational seminars to clients. Previously, Vincent worked for E*TRADE Securities LLC and Citizens Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
06/08/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
01/01/2023 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
MA
01/17/2014 - 09/21/2015
CITIZENS SECURITIES, INC. (LAWRENCE MA)
MA
10/17/2013 - 12/16/2013
NYLIFE SECURITIES LLC (WALTHAM MA)
BC
Issued 02/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/11/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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