Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Avena is a financial professional with over 30 years of experience in the industry. Vincent currently works at Drivewealth, LLC, a firm with a focus on technology. Previously, Vincent worked at Clear Street LLC, TD Prime Services LLC, BNP Paribas Securities Corp., Banc of America Securities LLC and Shelby Cullom Davis & Co., L.P. Vincent holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/08/2023 - Present
Drivewealth, LLC (New York NY)
NY
07/06/2020 - 03/31/2023
CLEAR STREET LLC (NEW YORK NY)
NY
10/29/2012 - 06/30/2020
TD PRIME SERVICES LLC (NEW YORK NY)
NY
10/07/2010 - 06/06/2012
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
11/03/1997 - 10/01/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/07/1988 - 10/28/1997
SHELBY CULLOM DAVIS & CO., L.P. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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