Unclaimed
Vincent Baxter is a financial advisor with over 30 years of experience in the financial services industry. Currently registered with Creativeone Securities, LLC, Vincent has specialized in providing financial planning and portfolio management services to individuals and high-net-worth clients. Previous experience includes working with Advantage Capital Corporation and FSC Securities Corporation. Vincent holds Series 6 and Series 63 securities licenses as well as the SIE exam and is registered with the state of California, Colorado, Florida and Hawaii.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
01/05/2012 - Present
Creativeone Securities, LLC (SAN JOSE CA)
CA
02/27/2009 - 12/31/2011
FSC SECURITIES CORPORATION (SAN JOSE CA)
CA
11/01/2004 - 02/27/2009
ADVANTAGE CAPITAL CORPORATION (SAN JOSE CA)
GA
03/12/2003 - 10/13/2004
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
MA
03/13/1996 - 04/26/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
03/13/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
GA
06/04/1990 - 03/13/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
BC
Issued 05/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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