Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Ray Sotelo is a financial professional with over 20 years of experience in the industry. Currently, Vincent is a registered representative with Investment Distributors, Inc. Previously, Vincent was registered with CONCOURSE FINANCIAL GROUP SECURITIES, INC., GWFS EQUITIES, INC., and ALLSTATE FINANCIAL SERVICES, LLC. Vincent is registered to conduct business in 33 states and has a Series 6, Series 63 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
01/03/2022 - Present
Investment Distributors, Inc. (Birmingham AL)
CO
06/04/2019 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (Greenwood Village CO)
CO
02/17/2004 - 06/03/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
NE
09/11/2000 - 05/01/2003
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
BC
Issued 09/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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