Unclaimed
Vincent Paul Zafonte is a registered representative with ADP Broker-Dealer, Inc., and has been in the securities industry since June 21, 2015. Vincent holds Series 6, 26 and 63 licenses, as well as the SIE exam. He is registered to provide securities advice in 51 states and the District of Columbia. Vincent's primary office is located in Florham Park, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/22/2015 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 07/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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