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Vincent Paul Tarantola

Credit Agricole Securities (usa) Inc.

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About Vincent Paul Tarantola

Vincent Tarantola is a financial professional with over 20 years of experience in the industry. Vincent is currently registered with Credit Agricole Securities (usa) Inc. and has previously held positions at Advisors Asset Management, Inc., Banc of America Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Vincent holds Series 7, 24, 63, 79TO, and SIE licenses. Vincent is registered to provide investment advice in 21 states.

Firm Information

Vincent Tarantola is currently registered with Credit Agricole Securities (usa) Inc.. Credit Agricole Securities (usa) Inc. is a corporation formed in 1968 and is approved to operate in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Tarantola’s Registration & Firm History

NY

09/23/2013 - Present

Credit Agricole Securities (usa) Inc. (NEW YORK NY)

NY

08/17/2011 - 08/29/2013

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

09/21/2009 - 07/26/2011

ADVISORS ASSET MANAGEMENT, INC. (NEW YORK NY)

NY

02/13/2009 - 08/20/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

06/17/2002 - 02/20/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/26/2009 - 01/27/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/27/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Vincent Paul Tarantola.
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