Unclaimed
Vincent Paul Pipia is a financial professional with over 20 years of experience in the industry. Vincent Pipia is currently registered with American Capital Partners, LLC, a firm with offices in Hauppauge, NY and New York, NY. Prior to joining American Capital Partners, LLC, Vincent Pipia was employed with JOSEPH GUNNAR & CO. LLC and HD BROUS & CO., INC. Vincent Pipia holds a number of industry licenses including Series 63, Series 24, Series 79TO, SIE, Series 86, Series 87, and Series 7. Vincent Pipia is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/02/2006 - Present
American Capital Partners, LLC (HAUPPAUGE NY)
NY
03/07/2005 - 10/05/2006
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
NY
01/21/1999 - 03/03/2005
HD BROUS & CO., INC. (GREAT NECK NY)
BC
Issued 02/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/01/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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