Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Paul Grimaldi is a financial advisor registered with Cetera Investment Advisers LLC in Framingham, Massachusetts. Vincent has been in the financial services industry since 1998 and has held previous positions with firms such as Citizens Securities, Inc., Santander Securities LLC, Investors Capital Corp., B.B. Graham & Company, Inc., First Midamerica Investment Corporation, Banc of America Investment Services, Inc., Quick & Reilly, Inc., Citizens Investment Services Corp., Morgan Stanley DW Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Vincent holds licenses in several states and has passed the Series 7, Series 31, Series 63, Series 65, and SIE exams. Vincent provides financial planning, portfolio management, and insurance services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
03/21/2024 - Present
Cetera Investment Advisers LLC (PROVIDENCE RI)
RI
06/03/2016 - 04/10/2018
CITIZENS SECURITIES, INC. (CRANSTON RI)
MA
02/23/2015 - 06/03/2016
SANTANDER SECURITIES LLC (WESTPORT MA)
MA
12/04/2009 - 02/05/2015
INVESTORS CAPITAL CORP. (FRAMINGHAM MA)
MA
09/12/2007 - 12/16/2009
B.B. GRAHAM & COMPANY, INC. (FRAMINGHAM MA)
MA
12/12/2006 - 09/20/2007
FIRST MIDAMERICA INVESTMENT CORPORATION (FRAMINGHAM MA)
RI
10/20/2004 - 10/30/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (PROVIDENCE RI)
NY
06/29/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
RI
05/28/2002 - 07/06/2004
CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)
NY
07/31/1999 - 05/16/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
06/03/1998 - 06/17/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/03/1998 - 06/17/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 06/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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