Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent P Sullivan is an investment advisor representative with Empower Advisory Group, LLC. Vincent has been in the industry since July 2004. Vincent has experience working with high-net-worth individuals, individuals other than high-net-worth, corporations, and government entities. Empower Advisory Group, LLC offers financial planning, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
09/29/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NY
01/20/2023 - 06/06/2023
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
CO
07/16/2021 - 01/18/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
02/28/2020 - 01/05/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
NE
10/15/2018 - 05/17/2019
FIRST NATIONAL CAPITAL MARKETS (OMAHA NE)
WA
09/14/2011 - 02/19/2013
EDWARD JONES (SEATTLE WA)
MO
10/01/2010 - 05/11/2011
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
CO
10/06/2006 - 09/21/2010
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
WI
02/22/2006 - 10/03/2006
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
CO
09/03/2004 - 02/23/2006
JANUS DISTRIBUTORS LLC (DENVER CO)
TN
06/02/2004 - 08/30/2004
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
IL
03/21/2003 - 05/20/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TN
06/05/2000 - 08/06/2002
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
NY
11/22/1996 - 07/10/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
RI
01/28/1992 - 07/06/1995
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 08/02/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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