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Vincent Neal

Commonwealth Financial Network

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About Vincent Neal

Vincent Neal has been in the financial services industry for over 20 years. Vincent is currently registered with Commonwealth Financial Network as a registered representative. Vincent is a financial advisor who has experience with clients ranging from individuals and families to corporations, charitable organizations and pension plans. Vincent has a proven track record of helping clients achieve their financial goals.

Firm Information

Vincent Neal is currently registered with Commonwealth Financial Network. Commonwealth Financial Network is an Approved Limited Liability Company formed in August 2017 and headquartered in Waltham, Massachusetts. The firm provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. They have a presence in all 50 states, as well as in Puerto Rico and the Virgin Islands. The firm manages approximately $177 billion in regulatory assets under management and has a large network of licensed agents, investment adviser representatives, registered representatives, and investment advisory functions. They cater to various client types, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Commonwealth Financial Network

29 SAWYER ROAD

WALTHAM, MA 02453-3483

$177.03B

Assets Under Management

19,600

Total Clients

3,791

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Vincent Neal’s Registration & Firm History

CA

04/13/2022 - Present

Commonwealth Financial Network (San Diego CA)

NE

09/18/2020 - 12/06/2021

SECURITIES AMERICA, INC. (LAVISTA NE)

GA

09/18/2020 - 12/06/2021

TRIAD ADVISORS LLC (ATLANTA GA)

GA

08/27/2020 - 12/06/2021

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

08/27/2020 - 12/06/2021

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

08/27/2020 - 12/06/2021

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

MN

08/27/2020 - 12/06/2021

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

CA

09/30/2019 - 08/14/2020

INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)

CA

06/22/2017 - 09/26/2019

SUMMIT BROKERAGE SERVICES, INC. (San Diego CA)

CA

05/19/2016 - 09/26/2019

CETERA ADVISOR NETWORKS LLC (SAN DIEGO CA)

CA

05/19/2016 - 09/26/2019

CETERA ADVISORS LLC (SAN DIEGO CA)

CA

05/19/2016 - 09/26/2019

CETERA FINANCIAL SPECIALISTS LLC (SAN DIEGO CA)

CA

05/19/2016 - 09/26/2019

CETERA INVESTMENT SERVICES LLC (SAN DIEGO CA)

CA

03/26/2014 - 09/26/2019

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

10/26/2015 - 11/01/2017

GIRARD SECURITIES, INC. (SAN DIEGO CA)

CA

06/27/2016 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (San Diego CA)

CA

10/06/2011 - 10/01/2014

LPL FINANCIAL LLC (SAN DIEGO CA)

GA

10/09/2007 - 09/06/2011

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

10/09/2007 - 09/06/2011

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

09/12/2006 - 09/06/2011

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

GA

10/09/2007 - 03/03/2009

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

AZ

10/09/2007 - 10/29/2008

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

AZ

03/10/2005 - 09/08/2006

METLIFE SECURITIES INC. (MESA AZ)

AZ

03/10/2005 - 09/08/2006

METROPOLITAN LIFE INSURANCE COMPANY (MESA AZ)

WI

11/04/2004 - 02/04/2005

AMERICAN FAMILY SECURITIES, LLC (MADISON WI)

TX

01/10/2002 - 08/26/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 01/03/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/04/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Vincent Neal. Review regulatory record here.
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