Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Tarduogno is an active Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. located in PALM BEACH GARDENS, Florida. Vincent has been a Registered Representative since 1980 and has a wide range of experience in the financial services industry. Vincent has specialized in serving a variety of client types. Vincent Tarduogno holds multiple licenses and qualifications, including Series 3, 4, 5, 7, 9, 10, 24, 52TO, 53, 65, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/19/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALM BEACH GARDENS FL)
NY
06/23/2006 - 03/01/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREAT NECK NY)
NY
09/25/1980 - 12/08/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/22/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/18/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/04/1982
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/27/1981
Series 4 - Registered Options Principal Examination
BC
Issued 02/23/1981
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2013
Series 3 - National Commodity Futures Examination
BC
Issued 11/13/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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