Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Gutierrez is an investment advisor representative with Schwab Wealth Advisory, Inc. Vincent has been in the financial services industry since 2017. Vincent is licensed to provide financial advice in 53 states. Vincent holds the Series 7TO, Series 63, and Series 66 licenses and has the SIE certification. Vincent previously worked at J.P. Morgan Securities LLC. Vincent is also an Investment Advisor Representative at Schwab Wealth Advisory.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
CO
08/29/2024 - Present
Schwab Wealth Advisory, Inc. (Lone Tree CO)
TX
08/26/2020 - 05/18/2021
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
BOTH
Issued 02/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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